IT Controls and SOC Reporting in Financial Audits WEBCAST

Overview

This course provides a practical understanding of IT controls and SOC reporting within financial audits. Participants will learn how to interpret SOC reports, evaluate control effectiveness, and determine reliance strategies. Real-world examples will demonstrate how IT controls tie directly to relevant financial statement areas and alignment with Complementary User Entity Controls (CUECs).

Highlights

SOC reporting. Information technology general controls. Audit reliance.

Prerequisites

Basic understanding of the financial audit process and system and organization controls reports.

Designed For

CPAs, auditors, and professionals involved in SOC reliance.

Objectives

Interpret SOC 1 and SOC 2 reports. Identify CUECs and subservice risks. Evaluate control design and effectiveness. Determine audit reliance strategies.

Preparation

None.

Notice

None.