Employee Benefit Plans Audit Documentation ON DEMAND

Overview

This session will focus on audit documentation, providing an overview of general documentation standards, as well as discussion of many specific elements of the audit process. Topics to be covered will include independence, planning, risk assessment, internal controls, fraud inquires, related parties and parties-in-interest, subsequent events, risks and uncertainties, and more.

Highlights

General standards for audit documentation. Key audit elements.

Prerequisites

Basic knowledge of accounting and auditing and experience with employee benefit plan audits.

Designed For

CPAs and auditors.

Objectives

Understand the professional standards related to audit documentation. Recall documentation standards for a variety of audit areas not related to specific accounts. Have sufficient knowledge to evaluate the adequacy of the documentation on the employee benefit plan audits for which you participate.

Preparation

None.

Notice

None.